Responsibilities:
• Responsible for activities including but not limited to Securities/Futures/Bond settlement, Corporate Action for Equities (Global Markets) and OTC Bonds market, Client funding Operation, IPO (FINI Platform), US market Placement and SBL etc;
• Clients’ money segregation;
• Client Trade, Exchange, Brokers’ trade matching, Daily and Monthly position reconciliation;
• Settlement and Middle office system implementation;
• Participate in UAT testing.
Requirements:
• Bachelor degree or above in finance/accounting or related majors;
• Minimum 5 years related experience in Operations, Settlement on Licensing Type 1 and 2 activities;
• Familiar with relevant Compliance Rules and Regulations, AML policyrequirement, Client Money Rules and Regulations, OTC products, CCASS, CCMS and DCASS operations;
• Willing to work overtime when required;
• Mature, detail-minded, self-motivated, and able to work under pressure;
• Great communications skill and interpersonal skill;
• Strong leadership and organization skills;
• Fluency in written English and Chinese, Proficiency in spoken English, Cantonese and Putonghua;
• Candidates with less experience will be considered as Senior Officer;
• Shift duty / Holiday shift is required.
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