Our Client, a Global Corporate and Investment bank, is seeking a Anti-Money Laundering Officer to join its small team. This role also covers general Regulatory Compliance but the key knowledge is at least 3 years of AML CDD experience within a Corporate or Investment Bank.

Responsibilities

• Investigate and clear AML and Sanction related alerts escalated from first line of defence.
• Review CDD files escalated by Client Onboarding Team (COB)
• Provide advice to COB and lines of business on internal policy and local regulatory requirements on Financial Crime Compliance related topics.
• Execute compliance monitoring, reviews and testing requirements for Financial Crime Compliance (FCC) and non FCC themes
• Assist senior compliance officers in their effort to complete Compliance Risk Assessments including Key Risk Indicator (KRI) assessments that are in line with Global Compliance Themes.
• Assist to compile MI for management reporting in Hong Kong, the region and global.
• Assist senior compliance officers in Financial Crime Compliance or non FCC tasks from time to time such a system roll outs etc.
• Assist the senior compliance officers to prepare/review/coordinate regulatory projects, submissions, enquiries, assessments and deliverables stipulated by the Hong Kong regulators.
• Assist Head of Compliance in providing advice to the business regarding rules and standards, proper codes of conduct and doing the right thing.
• Update Compliance policies, procedures, codes and guidelines on a regular basis to ensure the appropriateness and fit-for-purpose of these standards and to propose amendments as required. Complete gap analysis and assessments with respect to internal policies and standards.
• Conduct relevant training for staff and regular induction training for new staff including rolling out of any Group Compliance e-learning initiatives.
• Perform day-to-day compliance administrative supports including PAD, licensing.

Requirements

• At least 3 years of experience in Financial Crime Compliance within a Corporate or Investment Bank
• Detail-oriented, analytical, articulative and ability to identify potential issues and solutions
• Excellent communication, interpersonal, influencing and negotiating skills

Budget: Up to HKD $48K per month.

We regret to inform you that only shortlisted candidates will be contacted with regards to the opportunity and all candidates must currently be based in Hong Kong.

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