Job Purpose

• Responsible for the quality control, risk management and advice on the transactions of the Investment Banking Department.

Key Accountability

• Assist the team leader to establish, maintain and review the internal control measures on Investment Banking Department;
• Support the team leader on deal screening (i.e. DSC meeting) and ensure sufficient due diligence was done for IPO transactions (i.e. DDC meeting);
• Identify and resolve the issues that the Investment Banking Department encountered in the daily operations to enhance the efficiency and effectiveness of the Department;
• Strengthen the internal control systems by continuously refining the Procedural Manual and other work arrangements, etc.;
• Promote the sense of and create a corporate culture of quality assurance, conscientiousness, risk and compliance;
• Provide sound advice to Investment Banking Department to enhance the overall deal quality and facilitate transactions executed by Teams;
• Review and comment on the submissions to regulatory authorities (i.e. prospectus, circular, announcement, reply letters, etc.) to improve the quality of submissions;
• Liaise with regulatory authorities to facilities the execution of transactions.

Requirements

• Master degree holder in Finance or related discipline(s) from a reputable university;
• At least 4-7 years work experience in reputable investment banks, Big4 accounting firms or law firms. Previous experience in HKEx or SFC is preferred;
• Solid knowledge of regulatory requirements including the Listing Rules and the Takeovers Code;
• Knowledge of the execution and operational procedures for different kinds of corporate finance;
• Preferable with working experience in Chinese deals;
• Attained all regulatory criteria for carrying out investment activities;
• Good analytical, critical thinking, interpersonal and negotiation skills;
• Ability to effectively prioritize and handle multiple tasks under tight deadline;
• Good command of written and spoken English and Chinese including Putonghua.

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