What We Value:

We are a diverse team of free thinkers, and fast movers united to help investors and creators energize the global economy. We are looking for individuals who thrive in a culture of builders and overachievers and embrace high performance, transparent feedback, and a mission-first approach. Our culture shapes our way of working and gets us where we want to be.

• Seek Excellence.
• Be Selective To Be Effective.
• Be Highly Aligned, Loosely Coupled.
• Disagree Transparently.
• Encourage Independent Decision-Making.
• Build Dream Teams.

Who You Are:

Galaxy Digital’s Hong Kong team form the cornerstone of our APAC operations. As the world of digital assets continues to grow, we are committed to staying ahead of the curve including taking a pro-active posture towards the developing legal and compliance landscape. We are currently seeking a highly skilled and motivated Compliance team member to join our growing Legal & Compliance team. The successful candidate will be responsible for assisting with Compliance matters for our regional business lines and play a crucial role in ensuring our firm's compliance with global laws, regulations & standards and industry best practices. This is an in-person role and reports to the Head of Compliance APAC.

What You’ll Do:

• Assist on local compliance & financial crime compliance, governance and other matters.
• Assist with the end-to-end AML/KYC onboarding process and enhance the KYC refresh process. Ensure appropriate adherence to CDD, EDD and Transaction Monitoring processes while providing a positive experience for clients.
• Assist in implementation of AML, Sanctions and ABC procedures and recommend improvements based on regulations and industry practices that correspond to the Company's business model.
• Develop, maintain and undertake our Compliance Monitoring Program of the firm's activities to identify potential risks and develop appropriate mitigating measures. Including to reflect developing regulatory guidance and industry best practices.
• Continuously monitor and analyse APAC regulatory developments in the crypto & digital asset space and make recommendations on necessary enhancements to the firm's compliance framework.
• Collaborate across departments to develop and maintain comprehensive policies and procedures to ensure a coordinated approach to compliance.
• Maintain ongoing risk assessments and 2nd LoD audits of the firm's activities to identify potential compliance gaps and mitigate risks.
• Provide ongoing training and guidance to employees on compliance matters to ensure a strong understanding of regulatory requirements.
• Be a standard-bearer for a positive compliance & legal culture and work with the business to achieve best-in-class compliance & legal outcomes.
• Prepare and submit regular and ad hoc compliance reports to senior management, regulators, and other appropriate stakeholders as required.
• Support with SFC regulatory enquiries, onsite inspections and other regulatory authorities on relevant matters.

What We’re Looking For:

• A degree in Business, Finance, Economics, Law or other advanced degree or relevant professional certification (e.g., ACAMS, ICA, CFE) is highly desirable.
• Experience in compliance & financial crime compliance or regulatory affairs. A minimum of 4 years of experience in front office compliance or compliance advisory with some experience in digital assets.
• An understanding of HK SFC and SG MAS regulatory frameworks in relation to cryptoassets. Knowledge of other relevant international regulatory frameworks (UAE, US, FATF) preferable.
• Demonstrable experience in developing, implementing, and monitoring compliance policies and procedures in a complex, fast-paced environment including through periods of regulatory change.
• Experience conducting end-to-end KYC onboarding reviews including EDD, and Transaction Monitoring experience.
• Experience handling regulatory requests for information and regulatory responses.
• Understanding of regulatory frameworks governing the cross-border distribution of financial products within the APAC region.
• Familiarity with blockchain technology, digital assets, and the cryptoasset ecosystem.
• Experience in drafting regulatory and compliance policy is highly desirable.
• Excellent communication and interpersonal skills, with the ability to explain complex regulatory concepts to a diverse audience.
• Strong analytical and problem-solving skills, with a keen attention to detail and the ability to manage multiple tasks and deadlines simultaneously.
• A commitment to ethical behaviour, integrity, and confidentiality in dealing with sensitive information.
• Spoken and written languages: Fluent in English, Proficient in Chinese is a nice to have.

Bonus Points:  

• Experience in risk management.
• Experience with AML/KYC requirements and the onboarding of clients and investors to regulated entities.

What We Offer:

• Competitive base salary, bonus.
• Competitive paid time off.
• Company-paid health and protective benefits for employees and their eligible dependents.
• Free virtual coaching sessions through Ginger.
• Free daily snacks in-office.
• Opportunities to learn about the Crypto industry.
• Employee Resource Groups.
• Smart, entrepreneurial, and fun colleagues.

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