We are looking for a Trade Surveillance Specialist. In this role, you will be responsible for monitoring and analyzing trading activities to detect and prevent market abuse, fraud, and other regulatory violations. You will work closely with compliance officers, traders, and regulatory bodies to ensure adherence to financial regulations and internal policies. Your expertise in trade surveillance tools and regulatory frameworks will be essential in identifying suspicious activities and mitigating risks. As a Trade Surveillance Specialist, you will conduct real-time and post-trade surveillance using advanced monitoring systems. You will analyze trading patterns, investigate alerts, and escalate potential violations to the appropriate teams. Your role will also involve developing and enhancing surveillance models to improve detection capabilities. Additionally, you will assist in regulatory reporting and provide insights to senior management on emerging risks and trends in the financial markets. To succeed in this role, you should have a strong understanding of financial markets, trading practices, and regulatory requirements. Experience with trade surveillance systems such as SMARTS, Actimize, or similar platforms is highly desirable. You should also possess excellent analytical skills, attention to detail, and the ability to work in a fast-paced environment. Strong communication skills are essential, as you will be required to collaborate with various stakeholders and present findings effectively. This position offers an exciting opportunity to contribute to the integrity of financial markets and ensure compliance with global regulations. If you have a passion for financial compliance and a keen eye for detecting irregularities, we encourage you to apply for this role.

Responsibilities

• Monitor trading activities to detect potential market abuse and regulatory violations.
• Analyze trade data and investigate alerts generated by surveillance systems.
• Collaborate with compliance and risk teams to escalate and resolve issues.
• Develop and enhance surveillance models to improve detection capabilities.
• Prepare reports and documentation for regulatory compliance purposes.
• Stay updated on regulatory changes and ensure adherence to new requirements.
• Provide training and guidance to traders and other stakeholders on compliance matters.
• Assist in regulatory audits and examinations as needed.

Requirements

• Bachelor’s degree in finance, economics, business, or a related field.
• Experience in trade surveillance, compliance, or financial risk management.
• Familiarity with trade surveillance systems such as SMARTS, Actimize, or similar tools.
• Strong analytical and problem-solving skills with attention to detail.
• Knowledge of financial markets, trading practices, and regulatory frameworks.
• Excellent communication and interpersonal skills.
• Ability to work in a fast-paced and high-pressure environment.
• Proficiency in data analysis and reporting tools.

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