Natixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations worldwide.

Our teams of experts in close to 30 countries advise clients on their strategic development, helping them to grow and transform their businesses, and maximize their positive impact. Natixis CIB is committed to aligning its financing portfolio with a carbon neutrality path by 2050 while helping its clients reduce the environmental impact of their business.

As part of Groupe BPCE, the second largest banking group in France through the Banque Populaire and Caisse d’Epargne retail networks, Natixis CIB benefits from the Group’s financial strength and solid financial ratings (Standard & Poor's: A+, Moody's: A1, Fitch Ratings: A+, R&I: A+).

Main Responsibilities:

• Responsible for a range of regulatory compliance functions including providing compliance advise to Global Markets front office staff, being involved in regulatory-related projects, and leading compliance risk assessments for the relevant businesses.
• Provide pro-active advice to front office staff on a variety of business activities, including sales & structuring, credit market, fixed income trading, equity derivatives trading, taking into consideration regulatory and reputational risks to ensure compliance with regulatory requirements.
• Respond to requests for guidance on compliance issues or concerns, as well as to assist with the identification and remediation of compliance risk in the Global Markets businesses.
• Participate in the validation process for new products/processes/activities.
• Participate in ad hoc projects, providing compliance inputs in collaboration with regional and Head Office Compliance and other relevant stakeholders.
• Ensure close coordination with Head Office Global Markets Compliance team and provide insights from regional perspective where required.
• Create a culture of effective compliance that is embedded throughout the business and ensure adherence to internal policies & procedures in relation to Global Markets business activities.
• Help to ensure the firm has a robust system and set of policies & procedures to comply with regulatory and rules (such as exchange rules) relating to Global Markets business activities.
• Help to ensure relevant policies, procedures and guidelines are up-to-date, providing input and liaising with regional and Head Office teams.
• Assess whether specific conduct or activities comply with applicable regulations, market standards and internal policies & procedures.
• Provide timely and accurate responses to regulatory enquiries, investigations, and inspections.
• Work with HO Surveillance team on trade and communications surveillance.
• Conduct staff training and support development needs and plans with a focus on Global Markets

Required Skills:

• Bachelor degree holder in relevant discipline.
• Minimum 5-10 years' relevant experience (preferably in a compliance or legal role) gained from leading international banks.
• Good understanding of the relevant regulatory environment in APAC, specifically Hong Kong.
• Excellent communication and interpersonal skills.
• Strong presentation skill with the ability to present information in a clear and concise manner.

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