Compliance Manager (Private Banking), Global Bank

Your new company

Our client is a leading global bank dedicated to providing exceptional banking services and solutions. They are committed to maintaining the highest standards of compliance and regulatory practices in the private banking sector. They are seeking a highly experienced Compliance Manager to support their private banking business. The successful candidate will focus on trade surveillance, general compliance, and investment suitability, ensuring that the operations adhere to regulatory requirements and internal policies.

Your new role

• Oversee trade surveillance activities and ensure compliance with relevant regulations.
  
• Develop, implement, and maintain compliance policies and procedures.
  
• Monitor and assess investment suitability to ensure alignment with client needs and regulatory standards.
  
• Conduct regular compliance reviews and audits to identify and mitigate potential risks.
  
• Provide guidance and support to private banking staff on compliance-related matters.
  
• Stay up-to-date with changes in regulatory requirements and industry best practices.
  
• Collaborate with internal and external stakeholders to address compliance issues and implement corrective actions.
  

What you'll need to succeed

• Bachelor's degree in Finance, Law, Business Administration, or related field.
  
• Around 8-10 years of experience in compliance management within the private banking sector.
  
• Strong knowledge of trade surveillance, general compliance, and investment suitability.
  
• In-depth understanding of regulatory requirements and industry standards.
  
• Excellent analytical and problem-solving skills.
  
• Strong communication and interpersonal skills, with the ability to work effectively with diverse teams.
  

What you'll get in return

• Competitive salary and benefits package.
  
• Opportunities for professional growth and development.
  
• A supportive and collaborative work environment.
  
• The chance to make a significant impact on our compliance practices and contribute to our success.
  

What you need to do now

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