Job Responsibilities

KYC Compliance

• Assist in the development and implementation of KYC policies and procedures in accordance with regulatory requirements.

·        Ensure thorough due diligence processes for onboarding new customers and vendors, as well as periodic review of existing ones.

• Perform compliance testing on the client's KYC profile to ensure that the CDD is in accordance with KYC requirements, identifying any discrepancies and proposing potential enhancements.
• Provide guidance on client risk assessments, particularly for high-risk clients, and address KYC and transaction-related inquiries from business teams and stakeholders.
• Monitor and assess customer risk profiles to mitigate potential compliance risks.

Regulatory Support & Reporting

• Assist in preparing reports related to KYC and sanctions compliance for regulatory authorities.
• Support regulatory inspections and audits by providing relevant documentation and responding to inquiries.
• Maintain accurate records of compliance activities, including KYC reviews and sanctions investigations.

Training & Awareness

• Deliver compliance training programs to business teams to enhance awareness of KYC and AML regulations.
• Foster a culture of compliance and risk awareness across the organization.

Risk Management, Monitoring & Escalation

• Identify and assess compliance risks associated with KYC, AML and sanctions.
• Support the implementation of risk-based strategies for compliance monitoring and issue escalation.
• Assist in investigations related to suspicious activities, sanctions, and enhanced due diligence cases.
• Promptly escalate identified risks, compliance breaches, or suspicious activities to Management.
• Maintain comprehensive records of KYC data, sanctions checks, and compliance decisions.

Team Collaboration

• Work closely with the Compliance Team and cross-functional teams to ensure seamless execution of compliance activities.
• Collaborate with business units to address and resolve compliance-related issues effectively.
• Partner with legal, audit, and risk management teams to identify and mitigate compliance gaps.

Qualifications & Requirements

• Bachelor's degree in Finance, Accounting, Law, or a related field.
• Prior experience in Funds Administration is an advantage.
• Minimum of 5 years of relevant experience in Anti-Money Laundering (AML) compliance.
• Strong knowledge of AMLO and other AML-related laws and regulations.
• Highly detail-oriented, self-motivated, and proactive.
• Independent, responsible, and team-oriented, with strong problem-solving skills.
• Excellent communication skills in both written and spoken Chinese and English.
• Strong interpersonal skills with the ability to collaborate effectively across teams.

If you meet the qualifications and are eager to contribute to a dynamic compliance team, we invite you to apply and be part of our organization.Tips: Provide a summary of the role, what success in the position looks like, and how this role fits into the organization overall.

Responsibilities

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