We are seeking a motivated and vigilant Compliance Team Head/ Head of Compliance to oversee and manage compliance issues within our organization, ensuring that our company, staff, and clients are complying with internal policies and regulations.

Client Details

Our client is a well-established international corporate investment bank, operating at a large scale in Asia. This esteemed institution is recognized for its comprehensive financial services and its commitment to promoting economic growth and stability.

Description

As a Compliance Team Head, your main responsibilities will include:

• Developing and implementing an effective legal compliance program.
• Lead the compliance team covering both AML and General Compliance duties
• will be the main point of contact with the HKMA
• Collaborating with other departments to create a culture of compliance.
• Reviewing and evaluating compliance issues/concerns within the organization.
• Ensuring all departments are in compliance with the rules and regulations of regulatory agencies.
• Providing training to employees on compliance-related topics, policies, or procedures.
• Reporting back to business functions on current risk and compliance performance.
• Participating in industry-related events and professional organizations to ensure awareness of industry developments.

Profile

A successful Compliance Team Head should have:

• A degree in law, finance, business management or a related field.
• Minimum 10 years of compliance experience where 4 of those years are in leadership roles
• must have compliance experience in corporate banking and/or global markets
• prefer candidates with strong general compliance and exposure to AML
• Excellent communication skills in english and cantonese

Job Offer

• newly created headcount
• exposure to both AML and general compliance
• senior level role
• A supportive, professional work environment.
• Opportunities for professional growth and career advancement.

We encourage all qualified candidates who are eager to contribute to a leading financial institution and thrive in a team-oriented environment to apply.

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Monica Wong on +852 2848 4789.