Responsibilities:

• Manage SFC licensing matters, including but not limited to delisting and relisting applications.
• Support the handling of regulatory investigations and surveys received from regulators.
• Coordinate internal and external CPT monitoring activities.
• Review third-party deposit and withdrawal applications from business units, ensuring proper verification of supporting documents and authorization relationships.
• Conduct general AML reviews to ensure compliance with regulatory requirements.
• Provide general business compliance advisory to support various departments.
• Manage other compliance tasks and ad hoc matters as assigned by the Compliance Department.

Requirements:

• Bachelor’s degree in Business Administration, Risk Management, Law, or related disciplines.
• Solid understanding of SFC rules and regulatory requirements.
• 1-3 years of compliance experience in financial institutions or professional services firms.
• Self-motivated, independent, detail-oriented, analytical, and responsible.
• Strong organizational skills with the ability to multitask and perform under pressure.
• Proficiency in written and spoken English and Chinese, and Fluency in Mandarin is preferred.

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.