Responsibilities:

• Formulate the annual compliance review plan
• Plan, manage and conduct AML/CFT compliance review across multiple business units
• Perform risk assessments and ensure that review scope covers all significant risks
• Identify compliance and internal control issues in the area of AML/CFT
• Develop and present concise and quality audit reports with practical, effective and actionable recommendations
• Inform relevant stakeholders of the design and operational effectiveness of the controls within their areas of oversight and control
• Monitor the implementation progress of improvement/ rectification actions
• Assist in the preparation of regular departmental reports
• Coordinate with other reviewing parties, such as internal, external auditors or regulators
• Handle ad hoc projects assigned by management

Requirements:

• Bachelor degree or above in Law, Banking and Finance, Accounting or related disciplines
• Relevant qualification in CAMS, ECF (AML/CFT) Core Level, FRM, CPA, ACCA will be an advantage
• 4-5 years’ experience in AML/CFT Compliance, Audit, Internal Control, or regulatory work in financial sectors is preferred
• Excellent project management, communication and presentation skills to work effectively across teams/ departments
• Able to multitasking, work independently and under pressure
• Strong knowledge of audit methodologies, risk and controls
• Good command of written and spoken English and Chinese
• Proficient in MS PowerPoint, Excel and Word
• Knowledge of and experience in computer assisted audit techniques (“CAAT”) and data analytics, data modelling and data visualization, is a definite asset
• Knowledge in Python, is a plus

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