Responsibilities:

• Establish compliance management system of the branch, carry out daily compliance consultation, compliance review and compliance training etc.
• Oversee the internal control of the branch and complete the internal control evaluation report.
• Co-ordinate the internal rules and regulations of the branch.
• Handle the compliance matters of regulatory activities
• Responsible for case prevention and employee behavior management of the branch.
• Handle matters from and communicate with regulatory authorities.

Requirements:

• Bachelor degree or above in the areas of Law, Economics, Finance or related discipline.
• At least 5 years banking experience, more than 3 years in compliance management or internal control experience in commercial banks is preferred.
• Familiar with financial environment and supervisory policies in Hong Kong.
• Good logical thinking, analytical and communication skills.
• Able to prioritize workload, constantly work under pressure with good planning and co-ordination skills.
• Competent written and spoken English, apart from proficiency in Chinese

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.