Responsibilities:

• Direct and manage case teams to:
• Assess complaints and review financial statements to make recommendation as to whether an investigation and/or an enquiry should be initiated
• Conduct investigations to inquiry into possible misconduct on the part of the public interest entity (PIE) auditors, registered responsible persons, and professional persons ;
• Conduct enquiries to inquire into possible non-compliance with relevant accounting requirements in the financial statements of PIEs; and
• Prepare reports on investigation and enquiry findings to ensure they are well-structured, precise, and supported.
• Assist the Head in developing departmental strategies, enhancing processes and procedures, and optimising resource allocation
• Build and maintain working relationships with the HKSAR Government as well as local, mainland and overseas regulators.
• Fulfil other responsibilities as assigned
   

Requirements:

• Bachelor’s degree in Accounting, Finance, or relevant discipline.
• Qualified Certified Public Accountant (CPA).
• At least 12 years of relevant post-qualification experience in audit.
• Extensive exposure and knowledge to financial reporting, auditing and assurance standards, and listing rules compliance.
• Experience with regulatory bodies or law enforcement agencies will be an advantage.
• Strong organisational and project management skills, and ability to prioritise work effectively.
• Proactive, with a strong sense of responsibility, detail-minded, strong analytical and problem-solving skills, able to work independently and handle multiple tasks.
• Ability to work constructively with colleagues across the organisation.
• Strong interpersonal and communication skills.

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