Main Responsibilities:

• Act as a Responsible Officer (RO) of the brokerage arm of the bank
• Oversee all business activities of Securities Services including the brokerage arm
• Lead a team of traders to provide stocks and ELI/ELN dealing and customer services to bank’s customers
• Work closely with the product development team to achieve KPI and expansion of the securities business

Requirements:

• Minimum 10 years’ relevant experience on securities trading-related activities with at least 5 years as supervisory role
• University degree holder, preferably major in Finance, investment or Economics
• Possess the Responsible Officer (RO) license from SFC
• Strong knowledge in investment especially in HK & US stock as well as regulatory requirement
• Creative, independent and strongly motivated
• Good interpersonal and communication skill in written and spoken English and Putonghua

Applicants who are not contacted within 8 weeks may consider their applications unsuccessful and their personal data will be retained by the bank for a period up to two years.

All information provided by applicants will be used for recruitment purposes only and will be used strictly in accordance with the bank’s personal data policies, a copy of which will be provided upon request.

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.