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Business Function DBS’ Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who identify opportunities in the various asset classes and employ the best strategies and product vehicles to cater to each client’s needs. Coupled with partnerships within the DBS network and with global institutions, we strive to build long-term relationships with our Private Banking clients in Asia by providing them with high quality, timely and extensive wealth management, investment and financial solutions.
Responsibilities
Act as the Central Dealing Specialist supporting Private Banking & TPC segment relationship managers and investment counsellors to facilitate cross assets products execution
Collaborate with the Products Management Team to provide pricing and order execution services to HNW/UHNW clients via relationship managers and investment counsellors
Execute structured product and derivative trades with high accuracy and efficiency, while strictly adhering to the banking and exchange regulations, policies and guidelines
Provide execution support on global cash equities and bonds
Introduce new product strategies through coordinating with product providers to enhance product offering
To stay updated with latest development in investment markets and products and maintain close relationships with counterparties and brokers.
Perform regulated activities, type 1 & 4 or 1, 4, 9 (as required) specified under the Securities and Futures Ordinance (SFO)
Manage sales processes in compliant with the registered capacity and any conditions imposed by the HKMA. This includes compliance with the applicable requirements of the Code of Conduct for Persons Licensed by or Registered with the SFC
Requirements
University degree, with preferred professional qualification in the Finance or Investment fields.
Must be registered RI (Regulated Activities: Type 1 & 4 or 1, 4 & 9 (as required))
2-6 years in dealing room experience will be considered for Analyst to AVP, 6-10 years or more in related field will be considered for VP. Related experience should be in Equity markets or a similar position in an established Financial Institution
Good understanding of Wealth Management industry, and its regulatory requirement in Asia
Sound expertise of equity-related investment products
Good communication and interpersonal skills with teamwork spirit
Well verse with standard financial platforms and analytical tools such as Reuters and Bloomberg
Familiar with standard computer software programs
Knowledge in VBA is a plus
Good written and verbal communication in English, Cantonese and Mandarin
We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.
We regret only shortlisted candidates will be notified.