Responsibilities

• Plan, develop and on-going review the wealth product sales process for branch channel
• Work closely with product owners, risk and control departments to formulate an effective wealth product sales process that compiled with relevant regulatory requirements
• Drive system enhancement and process review to establish an effective selling and control process
• Cultivate a compliance and risk management culture across branches
• Keep abreast of the market practice related to risk management and compliance on wealth product sales 
• Conduct refresher training on sales compliance

Requirements

• University graduate in Business, Legal, Finance or related discipline, or
• Preferable with a minimum of 5 years’ experience in banking and/or investment products/services, compliance, risk management or related field which cover the following:
• Good understanding of sales compliance regulatory requirements and risk management
• Sound knowledge of wealth product and sales process
• Excellent analytical, communication and interpersonal skills
• Self-motivated and highly independent
• Good command of both spoken and written English and Chinese
• Relevant HKIB qualification is an advantage

Please apply online via the BEA Careers website at https://careers.hkbea.com/psp/hcmprd/EMPLOYEE/HRMS/c/HRS_HRAM.HRS_APP_SCHJOB.GBL?Page=HRS_APP_JBPST&Action=U&FOCUS=Applicant&SiteId=1&JobOpeningId=4687&PostingSeq=1or by clicking the Apply Now button. Kindly note that if you are a new user, you have to first create your User Profile before you can apply.

Personal data provided by job applicants will be used for recruitment purposes only and will be treated in accordance with the Bank's Personal Information Collection (Employees) Statement and Privacy Policy Statement. Applicants who are not invited for interviews within six weeks may consider their applications unsuccessful and the personal data collected will be destroyed after 1 year.