Company Description

Fairman is an Independent Strategy & Management consultancy firm with an innovative culture dedicated to global financial institutions and established in 2010. Fairman provides comprehensive consulting services to clients throughout Europe and Asia Pacific with offices in Paris, London, Lisbon, Luxembourg, Singapore and Hong-Kong. Their areas of focus include Business expansion, Operational Efficiency, Regulatory Transition and Innovation.

Role Description

This is a full-time, on-site role for a leading International Bank, located in Hong Kong SAR. We are seeking an experienced and detail-oriented L2 Trade Surveillance Consultant to join our client’s compliance team. In this role, you will take on greater responsibilities in monitoring trading activities, conducting in-depth analyses, and investigating compliance issues. The ideal candidate will have a strong background in trade surveillance and a proven ability to identify potential market abuse and regulatory violations.

Key Responsibilities

•  Analyse and monitor trading activities to detect patterns indicative of market manipulation, insider trading, and other compliance violations.
• Conduct comprehensive investigations of alerts generated by surveillance systems, providing detailed documentation of findings and recommendations.
• Collaborate with L1 analysts and other compliance teams to ensure effective follow-up on escalated issues and suspicious activities.
• Prepare and present clear, concise reports for management and regulatory bodies regarding findings and action plans.
• Stay current on industry regulations, trends, and best practices, ensuring the organization’s compliance framework is up to date.
• Enhance surveillance methodologies and tools by providing insights based on investigation outcomes and market trends.
• Mentor and train junior analysts, supporting their professional development and promoting a knowledge-sharing culture within the team.

Qualifications

• Bachelor’s degree in finance, Business, Economics, or a related field; advanced degrees or relevant certifications (e.g., CAMS, CFE) are a plus.
• 3-5 years of experience in trade surveillance using SMARTS, compliance, or a related role within the financial services industry.
•  Strong analytical and problem-solving skills, with the ability to interpret complex data sets effectively.
• In-depth knowledge of financial markets, trading practices, and relevant regulations.
• Excellent communication skills, both verbal and written, with the ability to present findings to diverse audiences.
• Proficiency in data analysis tools and software, including Excel, and surveillance systems SMARTS.
• Ability to work collaboratively in a fast-paced environment while managing multiple tasks.

• Competitive salary and comprehensive benefits package.
•  Opportunities for professional advancement and continuous learning.
• A collaborative and inclusive work environment.

Fairman Consulting provides equal employment opportunities to all employees and applicants for employment without regard to race, color, religion, creed, sex, sexual orientation, gender identity, national origin, age, disability, veteran, marital, domestic partner status, or other legally protected status.

Interested candidates please kindly reach out to Sonia Dsouza at [via CTgoodjobs Apply Now] for a confidential discussion.

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