Responsibilities:

• In our Call Centre and Branch network, actively solicit business opportunities by providing high quality and full range brokerage investment or securities services to customers
• Achieve the assigned performance targets in compliance with the Company’s policies, procedures and regulatory guidelines
• Report to management promptly when any non-compliance activities are observed
• Perform other ad hoc projects or assignments 

Requirements:

• Post-secondary education or above
• Solid experience in investment and/or securities dealing experience
• Completed HKSI examinations and qualified to register for RA1; with RA2 would be an advantage
• Sound knowledge on SFO & Code of Conduct for Persons Licensed or Registered with the SFC
• Good financial market knowledge and solid experience in securities brokerage business
• Self-motivated, customer-oriented and sales-driven, with strong customer networking relationship
• Well-versed in both spoken and written English and Chinese, including Putonghua
• Conversant with MS Office applications and Chinese Word Processing

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.