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Analyst - Compliance Control Room - Top Tier Securities Firm

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Job ref no.: JN -032025-6690872_1741774208
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Analyst - Compliance Control Room - Top Tier Securities Firm

Michael Page
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Analyst - Compliance Control Room - Top Tier Securities Firm

Client Details

Our client is a top tier Chinese Securities firm, they are looking for a junior compliance analyst to perform control functions.

Description

  • Execute Control Room functions, including research and resolve conflict, and uphold related compliance and related policies and procedures.
  • Review research before publication.
  • Coordinate with the front line and the deals, and provide guidance on some rules and lists
  • Work closely with Compliance team members to implement policies and procedures.
  • Assist in responding to compliance-related audits, regulatory requests, and internal investigations.
  • Perform ad hoc tasks as requested.

Profile

  • Bachelor's degree in Business Administration, Finance, Risk Management, Law, or a related field.
  • More than 5 years of dedicated experience in control room compliance.
  • Experience in compliance training, policy development, and conducting compliance reviews and investigations.
  • Proficiency in both Chinese and English, with strong verbal and written communication skills.
  • Well-organized and disciplined, capable of meeting tight deadlines.

Job Offer

  • Work-life Balance
  • Competitive Compensation
  • Great Learning Platform

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Natalie Choi on +85225306106.

More Information

Job ref no.JN -032025-6690872_1741774208
SalaryN/A (Search your salary info in SalaryCheck)
Benefit
  • 5-day week
  • Additional subsidies
  • Competitive pay
  • Dental plan
  • Discretionary bonus
  • Education subsidies
Job Function
Location
  • Central
Work Model
  • On-site / At the workplace
Industry
Employment Term
  • Full-time
  • Permanent
Experience
  • 0 year
Career Level
  • Non-management level
Education
  • Degree