About iFAST Financial (HK) Limited: 

iFAST Financial (HK) Limited (iFAST Hong Kong) is a subsidiary of iFAST Corporation Ltd., which listed on Singapore’s SGX-ST Mainboard. We are a wealth management Fintech platform providing a comprehensive range of investment products and services to financial advisory firms, financial institutions, banks, internet companies, multinational companies, as well as retail and high net worth investors in Asia.

Our mission statement is “To help investors around the world invest globally and profitably”. We believe in creating a corporate environment which is highly open and receptive in nature. At iFAST Hong Kong, we give our employees sufficient opportunities to shine and excel in their area of work.

We are a rapidly growing fintech platform business with a strong presence in key regional financial centers. We are seeking highly motivated and experienced Compliance Executives to join our fintech company. The Compliance Executives will be responsible for ensuring that our company complies with all relevant laws and regulations related to financial services, data protection, and anti-money laundering. The successful candidates will also be responsible for monitoring and reporting on the company's adherence to these standards and providing guidance to management and staff on compliance-related matters.

Internal Title: Compliance Executive/ Senior Executive, Compliance 

Responsibilities:

• Assist in investigating and following up complaints and enquiries relating to online pension platform;
• Assist in routine liaison with local regulators/ SROs, including but not limited to MPFA, SFC, IA and HKEx; 
• Assist in routine management/control report preparation; 
• Assist in monitoring pension administration processes and controls to ensure compliance with regulatory requirements and service delivery standards;
• Develop and maintain a comprehensive compliance program for the company, including policies, procedures, and training materials;
• Conduct regular compliance risk assessments and audits to identify potential areas of non-compliance and implement corrective actions;
• Monitor regulatory developments and changes in laws and regulations related to financial services, data protection, and anti-money laundering and ensure that the company is compliant with all requirements;
• Conduct KYC reviews, corporate accounts on-boarding, name screening, and other AML procedures in compliance with regulatory requirements;
• Provide guidance and support to management and staff on compliance-related matters, including training programs and awareness campaigns;
• Investigate and respond to compliance-related issues, including complaints, incidents, and breaches;
• Prepare and submit reports to regulatory authorities as required.

Requirements:

• Bachelor's degree in business, marketing, social science, engineering or a related field;
• Experience in compliance in the financial services industry, preferably in a fintech, pension or banking environment is preferrable;
• Familiarity with financial services regulations, data protection, and anti-money laundering laws and regulations;
• Excellent analytical problem-solving skills, as well as communication skills, with the ability to communicate effectively with different stakeholders, both verbally and in writing (Chinese and English);
• Fresh graduates are welcome to apply.

To find out more about the businesses of iFAST Hong Kong, please visit:

iFAST Central:  http://www.ifastfinancial.com.hk/

iFAST Global Prestige:  http://www.ifastgp.com.hk/

FSMOne:  http://www.fundsupermart.com.hk/

iFAST Global Markets:  http://www.ifastgm.com.hk/

iFAST ePension Services:  https://www.ifastepension.com.hk/

Our company is an equal opportunities employer and welcomes applications from all qualified candidates. Information provided will be treated with strict confidentiality and be used for selection only. Applicants who are not invited for an interview within 10 weeks may consider their applications unsuccessful. Personal data of unsuccessful applicants will be destroyed within 12 months.

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.