Responsibilities :
◼ Monitor daily equities settlement functions for HK and Global Markets
◼ Supervise CCASS operations including physical stock deposit / withdrawal, SI/ISI, IPO and placement
◼ Liaise and resolve settlement issues with clients and counterparties
◼ Prepare and check internal vouchers, trade confirmations and submit daily and monthly stamp duty report
to HKEX
◼ Perform daily stock reconciliation
◼ Review operational procedures are compliance with internal and external rules and regulations from time to
time and provide constructive ideas to enhance the efficiency and productivity
◼ Participate in system enhancement projects and ad-hoc assignments

Requirements :

• Bachelor degree in Finance or related disciplines
• 5 years or above relevant experience in financial services industry
• Proficiency in MS Office and Chinese Word Processing
• Good command of both written and spoken English and Chinese. Fluency in Putonghua will be an
  advantage
• Candidate with less experience will be considered as ‘Associate’ 

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