Responsibilities:

• Conduct risk-based compliance reviews according to Annual Compliance Review plan
• Identify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement
• Compile compliance review reports to highlight major regulatory compliance issues and risk implications
• Conduct assigned special / ad-hoc reviews
• Follow up management actions/ rectification actions to address findings identified in compliance reviews and, where required, examinations undertaken by the regulators
• To formulate and update compliance review related policies, programs and control procedures in accordance with regulatory rules and requirements
• Review and monitor staff personal account dealing
• Take up ad-hoc assignments, projects and job rotation as designated by Division Head / Senior Management

Requirements:

• University graduate or above
• 4 years or above relevant experience with minimum 3 years in audit/ compliance/ compliance review experience in Big 4 or in banking/ financial services industry
• Understand relevant policies and procedures of the Bank as well as regulatory rules and requirements
• Strong analytical and interpersonal skills and capable to work independently
• Proficiency in English and Chinese, fluency in Mandarin is an advantage .
• Good PC knowledge

Please send your application DIRECTLY to Fubon Bank (Hong Kong) Limited, Human Resources Management Group via email: [via CTgoodjobs Apply Now] with full resume quoting the above reference no.

For other vacancies, please visit our website: www.fubonbank.com.hk

*All personal data provided by job applicants will be used for recruitment purposes only in accordance with the Bank’s Personal Data Information Collection Statement, a copy of which is available on our website: http://www.fubonbank.com.hk/web/html/sh_careers_e.html