• Promote and enhance the Regulatory Compliance, AML/CFT, Risk, and Governance culture within TMF BVI (‘the business’).
• Act as the Compliance Officer and MLRO for the business.
• Establish- and maintain- constructive relationships with the BVI Financial Services Commission, the Financial Investigation Agency, auditors and other relevant institutions within the BVI.
• Produce and maintain appropriate Regulatory Compliance, AML/CFT, Risk, and Governance policies and procedures for the business and ensure that they are maintained in line with local regulatory requirements, as well as Group requirements and frameworks.
• Advise the Boards and Management on Regulatory Compliance, AML/CFT, Risk, and Governance issues, escalating any specific items that require special attention to the BVI Executive Director, Market Head of Risk and Compliance and/or Group Chief Compliance Officer and Group General Counsel (‘TMF Group Governance’).
• Support the delivery of Regulatory Compliance, AML/CFT, Risk, and Governance training to all staff (induction training and ongoing training) working with HR to ensure appropriate training records are maintained.
• Issue regular reports to the Board,  and Group Governance on AML/CFT, Compliance, Risk work including information on regulatory changes; regulatory interaction; breaches, errors, omissions and complaints, claims and litigations; progress in implementing recommendations arising from internal audits, external audits, regulatory visits and compliance monitoring activities; escalate matters to the Executive director and Market Head of risk and compliance
• Receive all suspicious activity reports and liaise internally and externally as appropriate.
• Liaise with Market Head risk and compliance and Group functions as needed, specifically in terms of AML/CFT and sanctions checking, risk assessments, governance frameworks and insurance.
• Working with the Managing Director to maintain the legal entity governance framework for the business.
• Report to the Market Head risk and compliance on the progress of risk and compliance initiatives both globally and locally driven. Escalate matters to the Market Head Risk and Compliance
• In conjunction with the business, provide support to the compliance offering for clients within the BVI.
• Provide regular Compliance, AML/CFT Reporting as may be required to client entities.

Compliance Executive (6 Months Contract Based)

Closing 28-Mar-2025