Your new company

A well-known financial institution is looking for committed talent to support their business in Hong Kong.

• Handling research and conflict clarence
• Maintaining the Watch and Restricted Lists and implementing restrictions pursuant to applicable laws, rules, regulations and codes
• Work closely with the Compliance team members to implement policies and procedures in relation to personal trading, conflicts of interest, and information barriers
• Checking on the restrictions and corresponding permissible activities, provide advice to Research, Sales and Trading and other businesses
• Deliver trainings on Control Room Compliance
  

• Years of experience in control room, or regulatory compliance
• Familiar with relevant rules and regulations, such as Hong Kong Takeovers Code, SFC Code of Conduct, Listing Rules, SFO, etc.
• Excellent command of English, Cantonese, and Mandarin
• Bachelor's Degree holder
  

• Excellent exposure
• Competitive package
• Prime office environment and location
  

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