岗位职责

1. 负责制定和完善公司海外资管的合规管理制度，确保业务合规运作；
2. 搭建并优化KYC流程，提高客户识别和风险评估的效率；
3. 与境外监管机构保持良好沟通，及时了解并传达监管政策动态；
4. 参与公司海外资管产品的发行全流程，确保产品合规性；
5. 指导并培训业务团队，提高合规意识和能力；
6. 负责公司海外业务的合规风险监测和报告，及时提出改进措施；
7. 协助公司应对境外监管机构的检查和调查。

期待你：

1.来自知名资产管理机构、中外资银行的环球财富管理部门、私人银行部门

2.熟悉香港当地市场，了解risk appetite，有意愿建立人脉并乐于探讨

3.具备丰富的KYC经验和成熟的方法论，乐于思考并积极设计适合新业务的方案

4.参与过产品发行全流程，积极了解监管政策，细节导向

5.有0-1经验或者具备创业者精神

工作地点:上海陆家嘴/香港 华润大厦

Job Responsibilities:

• Responsible for formulating and improving the company’s overseas asset management compliance management system to ensure business operations are compliant;
• Build and optimize the KYC process to improve the efficiency of customer identification and risk assessment;
• Maintain good communication with overseas regulatory authorities to timely understand and convey regulatory policy dynamics;
• Participate in the entire process of the company’s overseas asset management product issuance to ensure product compliance;
• Guide and train the business team to enhance compliance awareness and capabilities;
• Monitor and report on compliance risks of the company’s overseas business, and promptly propose improvement measures;
• Assist the company in responding to inspections and investigations by overseas regulatory authorities.

Our Expectatios:

1. Come from well-known asset management institutions, global wealth management departments of Chinese and foreign banks, or private bank departments
2. Familiar with the local market, understand risk appetite, and be willing to establish connections and enjoy discussing;
3. Possess rich KYC experience and mature methodologies, be eager to think and actively design solutions suitable for new businesses;
4. Have participated in the entire process of product issuance, actively understand regulatory policies, and be detail-oriented;
5. Have 0-1 experience or possess an entrepreneurial spirit.

Work Location: Lujiazui, Shanghai / Hong Kong, China Resources Building

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