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Develop, implement, and oversee the firm's compliance program to ensure adherence to regulatory requirements;
Conduct regular compliance audits and risk assessments to identify and mitigate potential risks;
Monitor and interpret changes in relevant laws and regulations, providing guidance to senior management;
Liaise with regulatory bodies, including the Insurance Authority, to address compliance-related inquiries and investigations;
Provide training and support to staff on compliance policies, procedures, and ethical standards;
Prepare and submit compliance reports to senior management and regulatory authorities as required.
Qualifications & Requirements:
Bachelor’s degree or above in Law, Finance, Business Administration, or a related field;
Minimum 3 years of experience in compliance management within the insurance industry;
In-depth knowledge of Hong Kong Insurance Authority regulations and industry compliance standards;
Strong analytical, problem-solving, and communication skills;
Ability to work independently and collaboratively in a fast-paced environment;
IMMEDIATE AVAILABLE is highly preferred.
What We Offer:
Stable career opportunity in a reputable insurance brokerage firm;
Competitive compensation package.
We offer 5-day work and an attractive package to the right candidate. Interested parties please send your resume with current and expected salary to us.
(All applications received will be treated in strict confidence and solely for recruitment purpose.)
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