主要职责：

1.监督和管理公司就机构融资提供意见的业务活动，确保符合香港证券及期货事务监察委员会（SFC）的监管要求。
2.制定和实施内部相关工作政策及指引，确保公司运营符合相关法律法规。
3.作为公司代表，就6号牌业务与香港证监会进行沟通。
4.就《收购守则》范围内的相关事宜，以顾问身份向客户提供意见。
5.参与股权投融资、收购、资产重组及其他直接融资等资本运作。
6.为初级成员提供指导和支持，提升团队专业水平。

Key Responsibilities:

1.Oversee and manage the company's advising on corporate finance activities, ensuring compliance with the regulatory requirements of the Securities and Futures Commission (SFC) of Hong Kong.
2.Develop and implement internal work policies and guidelines to ensure the company's operations adhere to relevant laws and regulations.
3.Act as the company's representative in communications with the SFC regarding Type 6 activities.
4.Provide advisory services to clients on matters within the scope of the Codes on Takeovers and Mergers.
5.Participate in capital operations such as equity investment and financing, acquisitions, asset restructuring, and other direct financing activities.
6.Provide guidance and support to junior team members to enhance the team's professional capabilities.

岗位要求:
1.持有证监会（SFC）颁发的第6类负责人员资格。
2.持有相关领域的学士学位或以上（如金融、会计、法律或商务等）。
3.至少5年投资银行和资本市场工作经验。
4.深入理解《公司收购、合并及股份购回守则》及《上市规则》，能够提供专业的法律合规建议。
5.具备良好的沟通能力和团队合作精神，能够在多元文化环境中工作。。

Requirements:
1.Hold a Responsible Officer Type 6 license issued by the SFC.
2.A Bachelor’s degree or above in a relevant field (such as Finance, Accounting, Law, or Business).
3.At least 5 years of experience in investment banking / capital markets / corporate finance
4.Deep understanding of the Takeovers Code and the Listing Rules, able to provide professional legal compliance advice.
5.Excellent communication skills and a team-oriented mindset, capable of working in a multicultural environment.
 

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