Key Responsibilities

Client Delivery:

• Regulatory Compliance Advisory – Support clients on policies, procedures, compliance monitoring, and regulatory matters.
• Training & Development – Assist in creating training materials and delivering compliance training sessions.
• Regulatory Engagement – Help with licensing applications, regulatory communications, and responding to queries.
• Compliance Monitoring – Conduct health checks, track regulatory changes, and assess their impact on clients.
• Client & Project Management – Organize meetings, maintain client files, and collaborate with global teams.

Business Development:

• Client Relationship Management – Maintain professional relationships and consistent client communication.
• Market Expansion & Networking – Identify new business opportunities, attend industry events, and support branding efforts.
• Marketing & CRM Support – Contribute to events, training sessions, and track client interactions in the CRM system.

Requirements:

• Degree-level education with a relevant professional diploma (investment or compliance-related) or willingness to pursue one.
• Fluent in Cantonese; Mandarin proficiency is a plus.
• Compliance experience in a financial institution, legal practice, consultancy, or regulatory body.
• Strong knowledge of SFC and HKMA regulations and familiarity with SFC policies and procedures.
• Excellent communication and stakeholder management skills, both written and verbal.
• Highly organized, able to manage multiple projects under tight deadlines.
• Detail-oriented and analytical, capable of simplifying complex information into clear insights.
• Commercially aware with an entrepreneurial mindset, proactive in identifying new opportunities.

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.