Vice President, Business Operations, Securities Brokerage
Vice President, Business Operations, Securities Brokerage
OCBC Bank (Hong Kong) LimitedJob Highlights
- Oversee operational activities of securities business,
- dealing, settlement, finance, risk management, compliance
- Comprehensive understanding of SFC/HKMA rules and regulations
Responsibilities
- Oversee operational activities of securities business, including dealing, settlement, finance, risk management, compliance, with SFC Core Functions Manager-In-Charge responsibilities
- Oversee business development projects and to manage timelines, resources, and budgets effectively
- Foster collaboration, work closely with key stakeholders and take proactive measures to ensure front, middle and back-office operations are carried out efficiently and effectively for the business
- Ensure the corporation fully complies with the relevant SFO and Exchange rules and regulations
- Establish effective internal control policies and systems for the corporation’s operations, and optimize operational procedures constantly
- Drive sustainable growth, minimize costs, and to promote operational excellence.
Requirements
- Minimum 5 years of relevant experience working in licensed corporations/ financial insitution with operational experience or prior experience as a COO
- Possess strong management and operational capabilities, with in-depth knowledge of back-office operations and risk management for global markets
- With comprehensive understanding of SFC/HKMA rules and regulations with ability to comply with the relevant SFO and Exchange rules and regulations
- Knowledgeable in the applications of financial technology utilized in securities trading systems, including project management experience with system testing and development
Skills
More Information
| Salary | N/A (Search your salary info in  ) |
| Job Function | |
| Work Model |
|
| Industry | |
| Employment Term |
|
| Experience |
|
| Career Level |
|
| Education |
|
OCBC is the longest established Singapore bank, formed in 1932 from the merger of three local banks, the oldest of which was founded in 1912. It is one of the world’s most highly-rated banks, with Aa1 by Moody’s and AA- by both Fitch and S&P. Recognised for its financial strength and stability, OCBC is consistently ranked among the World’s Top 50 Safest Banks by Global Finance and has been named Best Managed Bank in Singapore by The Asian Banker.
OCBC is the second largest financial services group in Southeast Asia by assets. The Group offers a broad array of commercial banking, specialist financial and wealth management services, ranging from consumer, corporate, investment, private and transaction banking to treasury, insurance, asset management and stockbroking services.
OCBC’s private banking services are provided by its wholly-owned subsidiary Bank of Singapore, which operates on a unique open-architecture product platform to source for the best-in-class products to meet its clients’ goals. Its insurance subsidiary, Great Eastern Holdings, is the oldest and most established life insurance group in Singapore and Malaysia. Its asset management subsidiary, Lion Global Investors, is one of the leading asset management companies in Southeast Asia.
The Group’s key markets are Singapore, Malaysia, Indonesia and Greater China. It has close to 420 branches and representative offices in 19 countries and regions.
For more information, please visit www.ocbc.com.hk to learn more about OCBC Hong Kong.