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Officer, Post Trade (Clearing Participants Administration and Services)
We’re home to Asia's most dynamic and vibrant capital markets.
Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.
HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all."
Job Summary:
This role will support account setup and administration, due diligence and KYC procedures.
Job Duties:
Responsibilities:
Perform operational duties such as account setup, account administration, support functions to Clearing Participants and generating MIS reports for Management’s review
Carry out due diligence and know-your-customer procedures for Clearing Participant onboarding, account monitoring and reporting in compliance with regulatory requirements
Propose appropriate operational flow changes to strengthen the control and enhance day-to-day operational efficiency
Support implementation of new products, projects, and business initiatives
Undertake other ad hoc tasks as assigned by supervisor
Requirements:
University Degree, preferably in Finance / Business Administration or related disciplines
At least 1-2 years' relevant experiences in securities firms or well-established financial institutions
Good common of written and spoken English and Chinese; proficiency in Putonghua will be an advantage
Conversant PC skills including MS Word / Excel / PowerPoint / Access; proficiency in Macros, VBA and other automation tools is an advantage
HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace.
Location:
HKEX - Exchange Square
Shift:
Standard - 40 Hours (Hong Kong SAR)
Scheduled Weekly Hours:
40
Worker Type:
Permanent
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