Senior Compliance Officer - Large Chinese Firm, SFC 149

客户简介

Our client is looking for a talented compliance professional looking to make a significant impact in the financial industry? Join our esteemed Chinese firm with an SFC 149 license as a Senior Compliance Officer.

工作内容

• Drafting and implementing a robust compliance framework to ensure regulatory adherence.
• Managing licensing matters and ensuring compliance with SFC regulations.
• Reviewing legal documents and agreements to mitigate risks effectively.
• Serving as the key liaison for all communications with the Securities and Futures Commission (SFC).
• Developing and conducting compliance training programs for staff to promote a culture of compliance awareness.
• Conducting periodic compliance audits and assessments to identify and address any potential issues proactively.

理想的求职者

• Experience: 2-5 years in compliance roles within the financial sector.
• Language Skills: Proficiency in both Cantonese and Mandarin is essential.
• Strong knowledge of SFC regulations and guidelines.
• Excellent analytical skills with the ability to interpret complex regulatory requirements.
• Detail-oriented with a proactive approach to identifying and resolving compliance issues.
• Strong communication and interpersonal skills to effectively engage with regulators and internal stakeholders.

福利待遇

• Opportunity to work with a prestigious Chinese firm in the financial industry.
• Chance to lead and shape compliance strategies in a dynamic regulatory environment.
• Competitive compensation package and career growth opportunities.

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Natalie Choi on +85225306106.