Responsibilities:

• Provide compliance advisory primarily to the business units, review & assess compliance risks for new products and services, and work with stakeholders to develop practical solutions to address compliance challenges
• Lead regulatory change management, including impact assessment, stakeholder coordination, timely implementation of changes / controls and effective internal / external communication
• Understand business needs and assist the business in developing products and services which align with applicable regulatory requirements and industry standards
• Review internal policies and procedures to ensure the operating models align with regulatory requirements and industry standards
• Support liaison with regulatory authorities and maintain positive relationships with regulators, coordinate regulatory inspections and audits
• Develop and conduct compliance training
• Handle ad-hoc projects assigned by the Chief Compliance Officer from time to time

Qualifications:

• Degree or above in Law, Business Administration or related disciplines
• At least 8-10 years of experience in compliance role of a banking or financial institution
• Familiar with investment/insurance products and other general banking products/services for retail banking in HK
• Experience in advising digital banking is highly desirable
• Experience in interacting with regulatory bodies (e.g. HKMA, IA, SFC, etc.)
• Excellent written and verbal communication skills in English, Cantonese and Mandarin
• Detail-oriented, analytical and has the ability to identify potential issues and solutions
• Passionate to work in a dynamic environment
• Less experienced candidates will be considered for Manager level

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