Contract Manager (2-Year Contract) – Intermediaries (Licensing)

Ref.: SFC/CMGR/LIC/INT/250314

Acting as the gatekeeper for the securities and futures industry in Hong Kong, the Commission’s Intermediaries Division (Licensing) is responsible for licensing intermediaries and ensuring that only fit and proper individuals and corporations are permitted to carry on the business activities that are regulated by the Commission under the Securities and Futures Ordinance.

Exciting opportunities are now available for qualified professional to join us as a Manager (two-year contract). The successful candidate will be supervised by an Associate Director or a Senior Manager.

Key Responsibilities:

• Handle licensing applications and intermediary conduct issues, including interviewing applicants;
• Inquire into complaints made against licensed persons;
• Deal with enquiries on licensing matters;
• May assist in formulating policy and work on cross-divisional projects; and
• Develop and maintain constructive and harmonious working relationships with market participants and colleagues within the Commission.

Requirements:

• University degree and/or professional qualification in Accounting, Business, Finance or Law;
• A minimum of five years’ relevant working experience;
• Preferably with knowledge of the licensing requirements, and the operations of the securities, futures and financial industries and associated market practices;
• Strong analytical, interpersonal and communications skills;
• Hardworking, with a strong sense of responsibility and integrity; and
• Good command of spoken and written English and Chinese. Proficiency in Putonghua will be an advantage.

Deadline for Application: 28 March 2025

Please visit our website at https://www.sfc.hk/en/Career/Why-the-SFC/Join-us-as-an-experienced-professional/Current-Openings for more information about the position.

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.