The Legal and Compliance Director - MD in a private credit fund is responsible for overseeing the compliance framework and legal matters related to the fund's operations. This role is crucial in ensuring that the fund adheres to all regulatory requirements and internal policies while managing legal risks associated with investment activities.
Key responsibilities include:
Compliance Program Development: Design and implement compliance programs specific to private credit and illquid operations.
Regulatory Oversight: Monitor regulatory changes and manage audits and examinations.
Legal Advisory: Provide legal guidance on investment transactions and draft necessary legal documents.
Risk Management: Identify legal risks and develop mitigation strategies.
Collaboration: Work with investment teams and other departments to ensure cohesive compliance efforts.
Juris Doctor (JD) or equivalent legal qualification.
10 + years of relevant experience in legal and compliance roles, preferably in financial services.
Strong understanding of regulations applicable to private credit funds
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