Responsibilities:

• Lead the Compliance Review function to conduct timely compliance reviews on local and overseas operations of the Bank and its subsidiaries in accordance with annual compliance review plan in order to assess compliance status of the operations under review against internal policies/guidelines as well as external regulatory requirements
• Formulate annual compliance review plan for the Bank’s local and overseas operations as well as its subsidiaries
• Oversee the development and updates of compliance review programs for effective execution
• Identify, assess, and report the compliance risks of local and overseas operations through planned compliance reviews and provide recommendations for findings identified and risk mitigation
• Track the remediation actions of findings identified in regulatory onsite examinations and compliance reviews till full completion of rectification
• Coordinate regulatory onsite examinations conducted by regulators 
• Report compliance review results of local and overseas operations of the Bank and its subsidiaries to senior management and relevant committees
• Prepare meeting materials for relevant committee reporting
• Handle ad-hoc reviews assigned by management

Requirements:

• Degree holder in Business Administration, Risk Management, Law or related disciplines
• Holder of ECF on AML/CFT, Compliance and Credit Risk Management certification or equivalent
• Minimum 10 years of compliance and/ or assurance experience in banking, with exposure to operations in the United States, the United Kingdom and Mainland China being an advantage
• Previous experience in auditing or risk consulting firm being an advantage
• Well versed in Hong Kong banking regulatory requirements
• Good understanding of regulatory regime in the United States, the United Kingdom and Mainland China
• Experience in dealing with local and overseas regulators
• Responsible and detail-minded with good analytical and communication skills

We offer competitive remuneration commensurate with candidate’s background.  If you look for a friendly and harmonious working environment with steady career progression, here is the right opportunity for you.  Please submit your full resume with current and expected salary to the Human Resources Division by clicking “Apply Now” or visiting https://www.shacombank.com.hk/eng/about/career/Career.jsp.

We are an equal opportunity employer.

Applicants who are not contacted within 8 weeks may consider their application unsuccessful. Applications may be retained for 24 months for consideration of other suitable openings.

All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided upon request by contacting our Personal Data Compliance Officer.