Account Executive, Securities Trading

Responsibilities:

• Solicit new business opportunities and provide high quality and full range brokerage services to customers;
• Achieve the assigned performance target related to securities dealing services;
• Cultivate and deepen relationship with existing customers;
• Perform monitoring of customer securities transactions and report any non-compliance activities to management;
• Provide support to general administrative works and daily operations;
• Perform other ad hoc projects or assignments

Requirements:

• Form 5 or above with minimum of 2 years relevant experience;
• Qualified to acquire the Representative License for Regulated Activities Type 1 (Securities Dealing) under SFC;
• Experience in securities dealing and exposure of securities and futures trading;
• Knowledge on financial market, SFO & Code of Conduct for Persons Licensed or Registered with the SFC;
• Self-motivated, customer-oriented and sales-driven, with strong customer network;
• Fluent in spoken Cantonese and Mandarin is preferred