Responsibilities:

• Monitor Capital Investment Entrant Scheme (CIES) client trades
• Approve over-the-counter (OTC) product trades via e-workflow/ email, conducting Client Due Diligence and Product Due Diligence
• Review risk profiling questionnaires and update records as required
• Verify OTC trades (e.g. Unit Trusts, Bonds, Structured Notes, Accumulator/Decumulator, etc.) in the system and follow up on post-trade documents by the deadline
• Remind clients’ professional investor (PI) status renewal
• Assist with ad-hoc tasks as assigned by the supervisor

Requirements:

• Bachelor’s degree, preferably in Finance, Business Administration, or a related field
• At least 2 years of work experience in the financial industry
• Knowledge of OTC products is preferrable
• Good command of both spoken and written English and Chinese including Mandarin
• Strong PC skills in Microsoft Word, Excel and Chinese word processing
• Detail oriented with responsible and careful mindset

We offer good career prospects, competitive remuneration packages to the right candidates. Interested candidates are invited to send your resume with availability, present and expected salaries to us or by clicking Apply Now.

Human Resources Department
UOB Kay Hian (Hong Kong) Limited
6/F, Harcourt House, 39 Gloucester Road
Wan Chai, Hong Kong
Website: http://www.uobkayhian.com.hk

Personal data collected will be used for recruitment purpose only.