This role is essential in ensuring effective and efficient implementation of compliance & legal initiatives and actions of brokerage channel while supporting the channel growth. Strong problem-solving skills, time management and attention to details are essential qualities for this role. With minimal exercises sound independent judgement and work independently related to channel compliance and legal related aspects associated with the brokerage business.

Position Responsibilities:

• Implement compliance/legal related control & monitoring policies and procedures applicable to the brokerage channel, ensuring alignment with regulatory and company requirements.
• Work with internal departments, including compliance, legal, risk management, operations, IT, etc to ensure comprehensive compliance frameworks execution across the brokerage channel.
• Stay up-to-dated with changes in regulations and company compliance/legal related policies impacting the brokerage channel and communicate these changes effectively for brokerage channel.
• Manage compliance-related incidents and investigation and coordinate with stakeholders, ensuring timely resolution and documentation of results.
• Collaborate with compliance, internal audit, legal team, risk management on regular compliance and risk assessments and audits to identify potential issues and;
• Implement follow up/corrective action plans and operation related initiatives where applicable

Required Qualifications:

• Bachelor’s degree or equivalent
• Minimum 6 years’ working experience in life insurance industry, at least 3 years’ experience with key focus in distribution compliance related aspects
• Good understanding of brokerage culture and its control and monitoring aspects
• Project implementation experience preferred
• Professional designation in FLMI or insurance related designation is an advantage
• Good command of both written and spoken English and Chinese

When you join our team:

• We’ll empower you to learn and grow the career you want.
• We’ll recognize and support you in a flexible environment where well-being and inclusion are more than just words.
• As part of our global team, we’ll support you in shaping the future you want to see.

關於宏利和恒康

宏利金融公司是一家業界領先的國際金融服務集團，致力於幫助人們實現「輕鬆智選，精彩人生」。我們的全球總部位於加拿大多倫多；在亞洲、加拿大和歐洲以「宏利」之名營運，在美國主要以「恒康」之名營運。我們為個人、團體和機構提供財務諮詢、保險以及財富和資產管理解決方案。截至 2022 年底，我們擁有超過 40,000 名員工、超過 11.6 萬名代理人，及數以千計的經銷夥伴，為超過 3400 多萬名客戶提供服務。截至 2022 年底，我們管理的資產規模達 1.3 兆加元（1.0 兆美元），其中投資資產總額為 0.4 兆加元（0.3 兆美元），獨立基金淨資產為 0.3 兆加元（0.3 兆美元）。我們在多倫多、紐約和菲律賓的證券交易所以「MFC」名稱進行交易，在香港證券代碼為「945」。

宏利為重視就業機會平等之雇主

在宏利／恒康，我們擁抱多元。我們致力吸引、發展並留住多元化的員工隊伍，正如我們所服務的客戶一樣多元化，並打造包容的工作環境，在充分發揮文化優勢的同時尊重個體差異。我們矢志維持公平的招聘、挽留、晉升及薪酬制度，我們管理的所有實踐及項目不會因種族、血統、原籍地、膚色、族裔、国籍、宗教或宗教信仰、信仰、性別（包括懷孕及其相關情況）、性取向、遺傳特徵、退伍軍人身份、性別認同、性別表達、年齡、婚姻狀況、家庭狀況、殘疾或受適用法律保護的任何其他因素而區別對待。

我們的首要任務是消除障礙，為員工提供平等就業機會。人力資源部代表將盡力為應徵過程中提出要求的申請人提供合理協助。  申請人要求提供協助所分享的信息將會按照適用法律及宏利政策儲存及使用。  應徵過程中如需協助，請聯絡[via CTgoodjobs Apply Now]