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Manage the overall daily settlement operations, and take on a backup role to cover and support team members to ensure effective business continuity.
Investigate and liaise with counterparties (Brokers and Custodians) to resolve settlement exceptions.
Coach team members for performance and also act as the process owner for new business change initiatives (new market/product/trade enablement) and strategic change initiatives (market and system changes).
Review the current operational and risk control processes, and offer improvement suggestions to avoid operational incidents.
Review current operation procedures and work on improvement plans and streamlining operational processes.
Delegate a full set of back office operations to team members.
Comply with internal policies and regulatory requirements including client monies and securities processes.
Promptly escalate operational issues and errors to minimize operational risks.
Maintain good relationship with relevant internal & external counterparties for our smooth operations.
Job Requirement
University degree holder with 4-7 years of settlement operational exp. in securities, brokerage, custodians or asset management companies.
Knowledge of the full settlement cycle of capital markets products.
Knowledge and experience in operating GLOSS system, CCASS terminal and SWIFT Alliance etc.
Excellent communication skills in English; Proficient in Microsoft Office (Words, Excel, PowerPoint, Outlook).
Prior project management experience such as new products (or new systems) introduction and implementation.
Self-motivated, responsible, independent, proactive and assertive; Attention to detail, accurate, punctual and customer-oriented.
Good interpersonal skill and capable of being a good team leader; Embrace challenges and changes for enhancement in all aspects.
Able to work independently in a fast-paced and dynamic organization with multi-tasking capability.
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