Compliance Manager

Responsibilities:

• Handle license applications, SFC filings and inquiries from regulatory bodies;

• Perform compliance checking to ensure relevant business is in compliance with regulatory requirements;

• Handle KYC and AML-related matters;

• Conduct trade surveillance

• Advise business functions on compliance issues and new business;

• Research reports review and clearance;

• Undertake other ad-hoc duties as assigned.

Requirements:

• University degree in business, law, finance or related disciplines;

• At least 3 years of compliance experience in licensed corporations with exposure dealing with regulators;

• Well versed with SFC regulations and standards, as well as other regulatory requirements;

• Hardworking, responsible, self-motivated, ability to work under pressure;

• Solid working experience in compliance checking and trade surveillance is definitely an advantage;

• Proficient in written and spoken English and Chinese (Putonghua);

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.